Attorney-Adviser


Vacancy ID: 761383   Announcement Number: 13-EX-761383-DQ   USAJOBS Control Number: 330829300

Social Security Number

Vacancy Identification Number

The Vacancy Identification Number is:761383


1. Title of Job

Attorney-Adviser
2. Biographic Data

3. E-Mail Address

4. Work Information

If you are applying by the OPM Form 1203-FX, leave this section blank.

5. Employment Availability

6. Citizenship

Are you a citizen of the United States?
7. Background Information

If you are applying by the OPM Form 1203-FX, leave this section blank.

8. Other Information

If you are applying by the OPM Form 1203-FX, leave this section blank.

9. Languages

If you are applying by the OPM Form 1203-FX, leave this section blank.

10. Lowest Grade

Enter the lowest grade level that you will accept for this position.  The lowest grade for this position is 16.
16

11. Miscellaneous Information

If you are applying by the OPM Form 1203-FX, leave this section blank.

12. Special Knowledge

If you are applying by the OPM Form 1203-FX, leave this section blank.

13. Test Location

If you are applying by the OPM Form 1203-FX, leave this section blank.

14. Veteran Preference Claim

If you are not entitled to veteran's preference, mark "No preference claimed." Except for disabled veterans, (1) those who entered active duty on or after October 15, 1976, and before September 8, 1980, must have an authorized campaign badge; OR, (2) those who enlisted after September 7, 1980, or entered on active duty (through means other than enlistment) on or after October 14, 1982, must have (a) completed at least 24 months of continuous, active duty service AND have served in a campaign or expedition for which a campaign medal has been authorized; OR, (b) have served at least one day during the period for which a campaign medal has been authorized; OR (b) have served at least one day during the period of 08/02/90 through 01/02/92 AND have 24 months of continuous, active duty service, or been a reservist activated during that period. Persons who returned from military service at the rank of major, lieutenant commander, or higher are not entitled to veteran's preference except as disabled veterans.


15. Dates of Active Duty - Military Service

16. Availability Date

If you are applying by the OPM Form 1203-FX, leave this section blank.

17. Service Computation Date

If you are applying by the OPM Form 1203-FX, leave this section blank.

18. Other Date Information

If you are applying by the OPM Form 1203-FX, leave this section blank.

19. Job Preference

How did you become aware of this vacancy?
1 SEC's website
2 Local Newspaper
3 National Newspaper
4 Twitter
5 SEC Employee
6 Colleague/Friend
7 USA Jobs
8 Career/Job Fair
9 Other

20. Occupational Specialties

001 - This position is opened to U.S. citizens and citizens of allied nations.


001 Excepted Service

21. Geographic Availability

99MTRO012 Washington DC Metro Area, DC

22. Transition Assistance Plan

In this section indicate if you are a surplus or displaced Federal employee requesting special priority consideration under the Career Transition Assistance Plan (CTAP) or the Interagency Career Transition Assistance Plan (ICTAP).

Note: To receive consideration for CTAP or ICTAP, you must submit the necessary supporting documentation. Refer to the "Benefits/Other" section for additional information and instructions.

 


23. Job Related Experience

If you are applying by the OPM Form 1203-FX, leave this section blank.

24. Personal Background Information

If you are applying by the OPM Form 1203-FX, leave this section blank.

25. Occupational/Assessment Questions:

The following are basic requirements for this position. Please select the letter that best describes your education and/or experience.

1. Do you possess a JD or LL.B Degree?

A. Yes
B. No

2. Are you an active member of the bar in good standing in any state, territory of the United States, the District of Columbia, or the Commonwealth of Puerto Rico?

A. Yes
B. No

3. Select the one response that best describes the level of experience you fully possess that demonstrates your ability as it directly relates to this position.

A. I have at least four years post J.D. experience as a practicing attorney that includes at least three years of specialized experience analyzing and applying the provisions of the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933 and/or the Securities Exchange Act of 1934 and providing sound guidance and expertise in the evaluation of legal and policy issues; addressing complex and substantive securities law issues that often lack clearly applicable precedents due to the novelty of the issues, analyzing the factual and legal issues involved, explaining the application of legal principles and precedents, and developing and justifying recommendations or conclusions.
B. My level of experience is not described above.

For each task in the following group, choose the statement from the list below that best describes your experience and/or training. Please select only one letter for each item.

A- I have no education, training or experience in performing this task.
B- I have education or training in performing the task, but have not yet performed it on the job.
C- I have performed this task on the job. My work on this task was monitored closely by a supervisor or senior employee to ensure compliance with proper procedures.
D- I have performed this task as a regular part of a job. I have performed it independently and normally without review by a supervisor or senior employee.
E- I am considered an expert in performing this task. I have supervised performance of this task or am normally the person who is consulted by other workers to assist them in doing this task because of my expertise.

4. Work in groups and teams and conduct meetings and conferences with outside groups.

5. Gain cooperation from others to obtain information and accomplish goals.

6. Substantive work experience interpreting and applying laws and rules related to the federal securities industry, particularly with respect to those relating to Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933 and/or the Securities Exchange Act of 1934, as well as applying and interpreting the provisions in actual legal or business settings.

7. Address difficult legal and policy issues as they relate to federal securities industry, particularly with respect to those relating to Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933 and/or the Securities Exchange Act of 1934.

8. Research/Analyze legal standards, stated policies, and existing market structures to develop creative approaches to problems.

9. Provide legal advice for complex problems of an operational, business, and legal nature, identifying key elements of the problems and developing workable solutions.